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Privacy Policy and Other Important Information
Please Take the Time To Review This Notice
As It Applies To Your Relationship With
Our Firm. This notice will describe to you
how we handle your confidential information,
how we protect it and other important information
you should know about our firm.
Thank you for the trust you have placed
in us. We look forward to working very hard
to continue to earn your trust. This privacy
policy applies to customers or former customers
of JCP Securities and its affiliated companies
in the United States.
Privacy Policy
JCP Securities and its affiliated companies
is committed to maintaining the trust and
confidence of our customers. We want you
to know and understand how we protect your
privacy as we collect and use information
about you, and the measures we take to safeguard
that information. Keeping our customer's
information private and secure is our priority.
What type of non-public information do
we collect about you?
In the course of providing service to you,
we collect non-public information about
you from the following sources:
Transaction documents, applications and
other standard forms. Such information includes
name, address, social security number, date
of birth, driver's license number and expiration
date, assets, types and amount of investments,
transactions and income.
Our affiliates or others including those
companies that work closely with us to provide
you with diverse financial products and
services. Information collected from these
sources include account balance, payment
history, parties to transactions, types
and amounts of investments, transactions,
and credit card usage.
Consumer reporting agencies may provide
us with your credit worthiness and credit
history.
Institutions where you conduct financial
transaction verify that the information
you provide on applications and other documents
and forms is true and accurate.
How do we protect the confidentiality and
security of your non-public personal information?
Keeping your information secure is one
of our most important responsibilities.
We restrict access to non-public personal
information about you to those employees
and agents who need to know the information
in order to provide products or services
to you. We maintain physical, electronic,
and procedural safeguards that comply with
federal standards to guard your non-public
personal information.
Do we disclose non-public personal information
to third party affiliates?
We do not sell, share, or disclose your
non-public personal information to non-affiliated
third party marketing companies.
We may disclose all of the information
we collect, described in the above section,
to companies that perform marketing or other
services on our behalf, or to other financial
institutions with whom we have joint marketing
agreements. All of these companies are contractually
obligated to keep the information confidential
and use the information only for the services
required and as allowed by applicable law
or regulation. These companies are not permitted
to share or use information for any other
purpose.
We may also disclose non-public personal
information about you under special circumstances
as permitted or required by law. These disclosures
typically include information to process
transactions on your behalf, to conduct
our operations, to follow your instructions
as you authorize, or to protect the security
of our financial records.
What is our policy relating to former
customers?
If you decide to cease doing business with
us, or you become an inactive customer,
we will adhere to the privacy policies and
practices as described in this notice.
We reserve the right to change this policy
at any time and you will be notified if
any changes occur. If you have any questions
after reading this Policy, please contact
our Privacy Officer in writing at the address
located on the contact page of this website.
Business Continuity Plan (BCP)
In case of a Significant Business Disruption
(SBD) scenarios of varying severity such
as a disruption to a single building, a
disruption to a business district or a city-wide
business disruption we want to assure you
that JCP Securities has a Business Continuity
Plan (BCP) in place and will execute the
plan as the situation warrants. JCP Securities
will make all reasonable efforts to resume
operations as soon as possible. JCP Securities
reserves the right to make modifications
to the plan without additional notification.
As our client, you may receive a summary
by requesting a written copy by mail to:
JCP Securities
Compliance Department
19200 Von Karman Avenue, Suite 340
Irvine, CA 92612
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